Gordian takes a proactive approach to ensure that your investment advisory firm stays up to date on the ever-changing regulatory environment. We partner with broker dealers of all sizes to guide them through the FINRA membership process or to provide ongoing compliance support that helps them fulfill their regulatory responsibilities while also minimizing their risk profile.

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SOLVING COMPLEX BUSINESS PROBLEMS WITH STRATEGY, TECHNOLOGICAL INNOVATION, AND A HEALTHY DOSE OF LEADERSHIP. The questions we ask will make your confidence soar. Built a strategy for disruption? Defines your use cases? In an .